Following safe work practices

Submitted by matt.willis@up… on Mon, 06/19/2023 - 11:06

In this section you will learn to:

  • Identify and implement HWS procedures and work instructions
  • Follow workplace policies and procedures for safe work practices
  • Identify existing and potential hazards in the workplace, report them to designated persons, and record them according to workplace procedures
  • Identify and report incidents and injuries to designated persons according to workplace procedures
  • Follow workplace emergency procedures

Supplementary materials relevant to this section:

  • Reading A: Introducing Health and Safety WHS: A Management Guide (6th Edition)
  • Reading B: Workplace Health and Safety Policy
  • Reading C: Model Code of Practice: How to Manage Work Health and Safety Risks
  • Reading D: Emergency Plans Fact Sheet
  • Reading E: Information Sheet – Incident Notification

This unit will explore Work Health and Safety policies and procedures.

Please Note: This unit is designed to provide you with an introduction to general WHS processes. Because your profession may take you into many different locations and workplaces, it would not be possible to provide you with a specific guide that covers every work environment.

Instead, this module provides you with information on WHS legislative requirements as well as general policies and processes used by many organisations. However, it will be important to check the specific WHS needs, policies, and procedures for the organisation that you work for as they may be different to the ones mentioned here.

Sub Topics
A manager talking to a worker in a factory

All workplaces hold potential risks to people’s physical and mental health and safety. Any practice that a worker uses to increase either the safety of the work environment or to introduce practices that keep workers safe is referred to as workplace health and safety (WHS). WHS practices and legislation help to keep you, your work colleagues, clients, and visitors to your workplace safe and reduces the occurrence of illness, injury, and accident.

The full definition of occupational health, set jointly by the International Labour Organization (ILO) and the World Health Organization, reads:

Occupational health should aim at: the promotion and maintenance of the highest degree of physical, mental and social well-being of workers in all occupations; the prevention amongst workers of departures from health caused by their working conditions; the protection of workers in their employment from risks resulting from factors adverse to health; the placing and maintenance of the worker in an occupational environment adapted to his [sic] physiological and psychological capabilities; and, to summarize, the adaptation of work to man [sic] and of each man to his job.

The key point is that the definition is positive – promoting and maintaining ‘the highest degree of physical, mental and social well-being of workers in all occupations’. Importantly, it presumes that workers must be safe from accident and injury.

(Archer, Ruschena, Bogna, Travers, & Borthwick, 2021, pp. 3-4)

Read

A: Introducing Health and Safety WHS: A Management Guide (6th Edition)

Reading A provides a brief overview on the institutional WHS frameworks in Australia, including the key players at the federal, jurisdictional, and workplace level.

In previous years, each state and territory in Australia has had their own legislation, guides, standards, and acts covering WHS practices. Thus, Safe Work Australia was set up to facilitate ‘harmonised’ workplace health and safety laws, making them more consistent across jurisdictions. Safe Work Australia also developed the model WHS laws, comprised of model WHS Act, model WHS Regulation, and model WHS Codes of Practice for guidance. As of year 2021, all states and territories, excluding Victoria and Western Australia, had implemented the new WHS laws, and Western Australia on its way – see the following extract.

The Commonwealth, Australian Capital Territory, New South Wales, Northern Territory and Queensland implemented the model WHS laws in their jurisdiction on 1 January 2012. South Australia and Tasmania implemented the model WHS laws on 1 January 2013. On 10 November 2020, Western Australia passed a version of the model laws, but they are not yet operational. Victoria is the only jurisdiction who has not implemented the model WHS laws.

In jurisdictions where the model laws have been implemented, each state and territory are expected to make variations to ensure the laws operate effectively in their jurisdictions. In some instances, states and territories have also made more substantial variations. This is why it is important to make sure you always consider the WHS laws that apply in your state or territory.

(Safe Work Australia, n.d.a)

While most jurisdictions now implement the same laws, the WHS regulatory authorities of each state/territory remain responsible for regulating the WHS laws within their state, hence it is important for you to refer to respective regulator to clarify how WHS laws are implemented in your specific jurisdiction. The table below lists the regulatory authorities that are responsible for implanting, regulating and enforcing workplace health and safety laws within each jurisdiction of Australia.

WHS Regulators  
Commonwealth Comcare
Australian Capital Territory WorkSafe ACT
New South Wales SafeWork NSW
Northern Territory NT WorkSafe
Queensland Workplace Health and Safety Queensland
South Australia SafeWork SA
Tasmania WorkSafe Tasmania
Victoria WorkSafe Victoria
Western Australia WorkSafe WA
TIP

For more information about WHS you can visit the Safe Work Australia website. Alternatively, you can also access the website of the WHS regulator in your jurisdiction.

Most of these websites offer newsletters that you can subscribe so that you can stay on top of any recent updates or changes in the WHS area.

WHS legislation has requirements about how work is undertaken and what policies and procedures must be in place in order to keep the workplace safe. WHS requirements will vary depending on the worker’s role and the industry they work in. It is the responsibility of each worker to know their WHS requirements, undertake daily work routines with safety in mind, and apply safe work practices in their role. The duties and responsibilities of the major WHS parties are outlined in the table on the following pages.

PCBU = Person conducting business or undertaking

Role Responsibilities
Persons Conducting a Business or Undertaking (PCBUs)
Have a primary duty of care to ensure workers and others are not exposed to a risk to their health and safety
  • Provide and maintain a safe work environment, including safe infrastructure, equipment and systems of work.
  • Provide accessible and adequate facilities (e.g., toilets, drinking water, first aid, dining areas)
  • Provide instruction, training, information, and supervision required for the workers to perform work safely.
  • Monitor workers health and conditions at the workplace.
  • Maintain accommodation owned or under their management.
  • Consult with workers and WHS representatives.
  • Manage risks to health and safety (e.g., hazardous manual tasks)

Additionally, employers have the right to:

  • Immediate notification of a direction by the health and safety representative on an issue to stop work.
  • Request the review and appeal improvement or enforcement notices issued by state WHS regulatory body.
(Adapted from Safe Work Australia, n.d.b; Worksafe NT, 2020)
Officers
Exercise due diligence to ensure their business or undertaking fulfils its health and safety obligations under the WHS Act
  • Acquire and keep up to date knowledge of work health and safety matters.
  • Gain an understanding of the operations of the business and the hazards and risk involved.
  • Ensure the PCBU has appropriate processes for receiving and considering information regarding incidents, hazards and risks and responding in a timely way to that information
  • Ensure that the PCBU has, and implements, processes for complying with any duty or obligation of the PCBU
  • Ensure appropriate resources and processes are provided to enable hazards to be identified and risks to be eliminated or minimized.
  • Verify the provision and use of the resources and processes above.
(Adapted from SafeWork NSW, 2020a)
Workers
Carry out their work for PCBU and adhere to all safe work direction
  • Taking reasonable care of yourself.
  • Not doing anything that would affect the health and safety of others at work.
  • Following any reasonable health and safety instructions from your employer.

Additionally, workers have the right to:

  • Be shown how to work safely.
  • Appropriate safety equipment.
  • Speak up about work conditions.
  • Say no to unsafe work.
  • Be consulted about safety in the workplace.
  • Workers compensation.
  • A fair and just workplace.
  • fair pay and conditions. 
(SafeWork NSW, 2020b))

As you can see, every worker has workplace health and safety responsibilities under the Work Health and Safety Act 2011. Some workers may take additional WHS responsibilities if they are a health and safety representative (HSR) in their workplace or become a member in the health and safety committee (HSC).

Role Responsibilities
Health and Safety Representative (HSRs)
Facilitate the flow of information about health and safety between the PCBU and the workers in the HSR’s work group
  • Represent workers in a work group on WHS matters.
  • Monitor WHS actions taken by the PCBU.
  • Investigate WHS complaints from workers of the work group
  • Look into anything that might be a risk to the WHS of the workers they represent.
HSRs with additional training can also:
  • Direct unsafe work to stop when they have a reasonable concern that carrying out the work would expose a worker of their work group to a serious risk.
  • Issue a ‘Provisional Improvement Notice’ (PIN) when they reasonably believe there is a contravention of the WHS Act.
(SafeWork NSW, 2020c)
Additionally, HSRs have the right to:
  • Be consulted about WHS issues.
  • Take time to carry out duties of HSR.
  • Participate in meetings.
  • Inspect and investigate the workplace.
  • Attend approved training courses.
  • Escalate issues when employer is not responding satisfactorily.
(Victorian Trades Hall Council, 2021)
Health and Safety Committees (HSCs)
Bring together workers and management to work together on WHS matters
  • Facilitate co-operation in developing and carrying out measures to improve the safety of workers
  • Help develop health and safety standards, rules and procedures.
  • Other functions that are prescribed by the regulations or agreed between the PCBU and the committee
(Adapted from SafeWork NSW, 2020d)

In addition, clients, and any other persons (e.g., contractors, volunteers, families, carers) attending the workplace are obligated with WHS responsibilities under the Work Health and Safety Act 2011 section 29, such as to cooperate with the workplace’s WHS procedures:

Duties of other persons at the workplace

A person at a workplace (whether or not the person has another duty under this Part) must:

  1. take reasonable care for his or her own health and safety; and
  2. take reasonable care that his or her acts or omissions do not adversely affect the health and safety of other persons; and
  3. comply, so far as the person is reasonably able, with any reasonable instruction that is given by the person conducting the business or undertaking to allow the person conducting the business or undertaking to comply with this Act

(Work Health and Safety Act, 2011, sect. 29)

WHS is the responsibility of all workers.

Ultimately, safe work practices are the responsibility of every person in the workplace. You will be required to follow relevant WHS legislation in order to conduct your work safely. Most organisations will have a range of policies and procedures and code of conduct in place that underpin the management of work health and safety to ensure adherence to the relevant WHS laws. It is essential that all workers adhere to their organisation’s policies and procedures for safe work practices. For example, most organisations will have established policies and procedures concerning:

  • Risk management – This usually includes procedures for hazard identification, risk assessment, and the control measures implemented to monitor and reduce risks identified in the workplace (e.g., a requirement to complete Hazard Logs when a hazard is identified in the workplace, monthly vehicle maintenance checklists).
  • Incident and injury reporting – WHS laws require some serious incidents to be reported to respective WHS regulator. Organisations are also likely to require documentation of all near-misses, incidents, and injuries (e.g., staff to complete an Incident Report following a workplace incident) which informs risk management.
  • Consultation and participation – This include how general staff will be consulted in relation to WHS matters as required by the laws (e.g., monthly meetings for all workers in which WHS issues are discussed), as well as involvement of WHS Reps and committee.
  • Specific WHS policies and procedures, such as harassment and grievance, induction, anti-bullying, and alcohol and other drug use. These documents usually provide guidance for WHS compliance such as documentation requirement, who to report to and steps to escalate the matter (where necessary).
REFLECT

Consider your current job role (or a job role you have previously had). Do you recall being introduced to your workplace’s specific WHS processes during your induction and/or initial training?

You will typically be provided with information about your workplace’s WHS policies and processes, as well as the specific WHS-related responsibilities of your role, when you begin your employment with a new organisation. It will be your responsibility to ensure that you are familiar with these policies within your own workplace and that you successfully conduct your work in accordance with all WHS requirement.

Additionally, depending upon the exact requirements of your role , you may require extra training to ensure you are able to successfully identify and address hazards and risks and plan your work according to safe work practices. For example, if you are working in a therapeutic residential with complex and high needs young people you will require crisis intervention training. Similarly, workers conducting home visits will require training in the use of risk assessment checklists, and workers with computer-based desk jobs will require health and safety training such as being trained in ergonomic workstation set-up and the importance of taking regular breaks.

The WHS requirements of your workplace may seem seem unnecessary at times, but they are there for your protection and the protection of others. Ultimately, by complying with all WHS legislation, standards, and codes of practice you are helping to ensure the safety of yourself, your colleagues, and your clients. An example of WHS policy is provided in Reading N. Remember that each workplace will have different WHS policy and procedures, and it is important that you find out those of your own workplace and do so every time you enter into a new workplace. If you are ever uncertain about how to apply a particular policy or how to fulfil the WHS-related requirements of your role you should consult your policies and procedures manual and/or seek clarification from your supervisor. As an example, consider the case study below which outlines one process that a worker can take when they identify a WHS issue in their workplace.

Case Study

Jane works at a local community centre, ‘Youth Start’. Jane was collecting her lunch from the staff room when she overheard another worker, James, being verbally abusive to co-worker, Nathan. James was making malicious comments about Nathan’s weight that seemed to be said with an intent to hurt. Nathan asked James “to stop and just leave him alone” and seemed distressed by James’ comments.

Jane felt like James was bullying Nathan and was concerned for Nathan’s safety in the workplace. Jane referred to the organisation’s policies and procedures regarding bullying behaviour. Jane felt that the event satisfied the definition of ‘bullying’ in Youth Start’s anti-bullying policy and Jane looked up the organisation’s reporting procedures:

Reporting incidents of inappropriate behaviours related to workplace bullying

Inappropriate behaviours related to workplace bullying can be reported verbally or in writing:

  • By informing your supervisor, line manager or human resources
  • Utilising Youth Start’s established reporting and grievance process

Jane followed the reporting guidelines and informed her line manager of the event that happened between James and Nathan. Jane explained to her manager that she would be happy to participate in the reporting process and provide further information if/when required.

In the case study, a worker identified a WHS issue, checked her organisation’s policies and procedures to find out how to report the matter, and then followed those procedures. In this example, the worker readily identified the presence of an issue herself, however, in practice, there are a number of processes workers may use to identify the presence of WHS hazards in the workplace.

A person in PPE collecting hazardous materials

A hazard refers to a source or situation with the potential for harm in terms of human injury or ill-health, damage to property, the environment, or a combination of these. A risk refers to the probability and consequences of injury, illness, or damage resulting from exposure to a hazard. It is important to identify potential hazards within the workplace.

Hazard identification is a process that involves identifying the hazard, or the potential for harm or damage, and what contributes to it. Every organisation will have its own procedures to identify hazards, which commonly include these processes:

  • Inspecting the workplace (e.g., observing how work is performed, how equipment is used, what safety practices are used, the state of workplace housekeeping, etc.).
  • Consulting with workers (e.g., asking about any problems or incidents that have not been reported).
  • Reviewing workplace data (e.g., analysing information about reported workplace incidents, results of inspections, complaints, worker sick leave patterns, etc.).
  • Reviewing external data (e.g., external regulators, safety consultants and manufacturers/suppliers are a vital source of information for hazards associated with specific industries, pieces of equipment or the use of specific substances).

Hazard identification processes should be conducted as part of routine workplace procedures (e.g., scheduled monitoring by the workplace health and safety officer). Additionally, hazard identification processes should be undertaken in specific situations such as:

  • Before new forms of work and organisation of work are implemented (e.g., introduction of a new service).
  • Before changes are made to a workplace, including changes to equipment, work processes, or work arrangements (e.g., before changing a specific service process).
  • As a part of planning major tasks or activities (e.g., planning a group workshop).
  • Following an incident report (e.g., following a physical outburst by an angry client that results in a staff member being injured).
  • When new knowledge regarding the workplace becomes available (e.g., when a railing at the entrance to the building becomes loose).

Every organisation will also have its own procedures in place to help individual workers identify hazards relevant to their work role. Workers are usually given information about hazard identification during their induction process. For example, a worker starting work at a residential facility for out-of-home-care may be provided with information about how to complete a workplace checklist and how to recognise signs of stress and burnout. It is also common practice for workers to be required to regularly check the workplace for common hazards using an itemised checklist.

Each area in a workplace should have its own checklist that reflects the type of work undertaken in the area. For example, an area that is used for office administration should have different items to check than a kitchen area in a residential facility will have. As an example, an administrative or office area of a workplace may have the following items on a checklist:

  • Trip and fall items - Are there items left in hallways, ripped carpet, or faulty chairs and tables? 
  • Electrical equipment - Does the equipment have visible signs of wear and tear, such as frayed power cords or cracked monitors?
  • Workstation equipment - Is it set up correctly, in good working order, and set to the required height for the worker? Are the chairs ergonomically correct for the intended use?
  • Lighting and ventilation - Do all the lights have correct coverings with no loose covers? Are the light bulbs correct for the purpose of the area? Is the area temperature comfortable and air conditioning controls reachable and easy to use?
  • Emergency exits - Are they clearly identified and kept free from items such as boxes?
  • Smoke alarms and emergency alarms - Are they fitted and working correctly? Are they tested regularly?
  • Emergency training - Have workers been trained in emergency procedures? Are they familiar with exit points and assembly areas?

All workers should be trained in how to use checklists and how often they should be used (generally, the higher the risk of hazards in the area, the more often a checklist should be used). However, it is important to remember that even in the absence of specific checklists or procedures, all workers have a responsibility to diligently monitor their work environment for the presence of potential hazards. Numerous events or items can be a hazard, including a ripped piece of carpet, a sharp corner on a piece of furniture, poorly designed work equipment, a box left in a walkway, a faulty chair, an aggressive client, improper work practices, or a noisy construction site next to the workplace. Anything that could cause an accident, injury, or incident, is a potential hazard. All workers should be able to identify hazards, report them to designated persons, and record them according to workplace procedures.

REFLECT

Take a moment now to look around the room that you are currently in. Can you see any potential hazards?

Codes of Practice

Model Codes of Practice are practical guides to achieving the standards of health and safety required under the model WHS Act and Regulations.

The table below, adapted from Safe Work Australia (2018)’s model Code of Practice, lists some specific types of physical hazards that you may encounter in a workplace.

Hazard Example Potential harm
Manual tasks Tasks involving sustained or awkward postures, high or sudden force, repetitive movements or vibration Musculoskeletal disorders such as damage to joints, ligaments and muscles
Gravity Falling objects, falls, slips and trips of people Fractures, bruises, lacerations, dislocations, concussion, permanent injuries or death
Psychosocial Excessive time pressure, bullying, violence and work-related fatigue Psychological or physical injury or illness
Electricity Exposure to live electrical wires Shock, burns, damage to organs and nerves leading to permanent injuries or death
Machinery and equipment Being hit by moving vehicles, or being caught in moving parts of machinery Fractures, bruises, lacerations, dislocations, permanent injuries or death
Hazardous chemicals Acids, hydrocarbons, heavy metals, asbestos and silica Respiratory illnesses, cancers or dermatitis
Extreme temperatures Heat and cold

Heat can cause burns and heat stroke or injuries due to fatigue

Cold can cause hypothermia or frost bite

Noise Exposure to loud noise Permanent hearing damage
Radiation Ultra violet, welding arc flashes, micro waves and lasers Burns, cancer or blindness 
Biological Micro-organisms Hepatitis, legionnaires’ disease, Q fever, HIV/AIDS or allergies

Workers also have their own, more specific, workplace hazards that they may encounter. For example, people who work in direct client care environments, need to be aware of the potential for:

  • Worker fatigue or burnout requiring appropriate supervision and stress management (e.g.,  working in an environment of critical incidents).
  • Injury or damage resulting from violent or aggressive behaviour, requiring strategies to defuse or avoid behaviours of concern (e.g., working with young people with complex needs and behaviours).
  • Risks related to working in a constantly changing environment, requiring appropriate understanding and application of organisational WHS requirements (e.g., working with young people on the ‘streets’ or in dangerous environments).
  • Health risks related to working in direct contact with young people (e.g.,  working in direct contact with young person infected with Hepatitis C).
  • Risks of fire in client’s homes requiring workers to provide information on home fire safety (e.g., working in a residential).
  • Risks to personal safety when entering and leaving premises.

Infection Control

A close view of a person washing their hands

Depending upon the exact nature of their work, some workers may be exposed to higher levels of ‘biological risk’ (e.g., viruses, pathogens, etc.) when working closely with young people. Therefore, it is important that these workers understand and implement infection control procedures pursuant to WHS legislation and organisational policies and procedures. In controlling the spread of infection, one must first understand the means by which infection spreads. Infectious agents can be spread in a number of ways as outlined in the extract below.

Infectious agents can be spread in a variety of ways, including:

  • breathing in airborne germs – coughs or sneezes release airborne pathogens, which are then inhaled by others
  • touching contaminated objects or eating contaminated food – the pathogens in a person's faeces may be spread to food or other objects, if their hands are dirty
  • skin-to-skin contact – the transfer of some pathogens can occur through touch, or by sharing personal items, clothing or objects
  • contact with body fluids – pathogens in saliva, urine, faeces or blood can be passed to another person's body via cuts or abrasions, or through the mucus membranes of the mouth and eyes.

(Better Health Channel, 2018)

“Infection control in the workplace aims to prevent pathogens from coming into contact with a person in the first place” (Better Health Channel, 2018). The general approach taken is to assume that everyone is potentially infectious – as such workers must be equipped with appropriate protection from the outset. It is vitally important to establish proper procedures that relate to personal hygiene and that promote workplace cleanliness. Some infection control methods suggested by the Victorian Government include:

Workplace infection control - personal hygiene practices:

Infection control procedures relating to good personal hygiene include:

  • hand washing – the spread of many pathogens can be prevented with regular hand washing. Thoroughly wash your hands with water and soap for at least 15 seconds after visiting the toilet, before preparing food, and after touching clients or equipment. Dry your hands with disposable paper towels
  • unbroken skin – intact and healthy skin is a major barrier to pathogens. Cover any cuts or abrasions with a waterproof dressing
  • gloves – wear gloves if you are handling body fluids or equipment containing body fluids, if you are touching someone else's broken skin or mucus membrane, or performing any other invasive procedure. Wash your hands between each client and use fresh gloves for each client where necessary
  • personal items – don't share towels, clothing, razors, toothbrushes, shavers or other personal items.

Food preparation and workplace infection control

When preparing food:

  • Wash your hands before and after handling food.
  • Avoid touching your hair, nose or mouth.
  • Keep hot food hot and cold food cold.
  • Use separate storage, utensils and preparation surfaces for cooked and uncooked foods.
  • Wash all utensils and preparation surfaces thoroughly with hot water and detergent after use.

Infection control and workplace cleanliness

Infection control procedures relating to cleanliness in the workplace include:

  • regularly washing the floors, bathrooms and surfaces (such as tables and bench tops) with hot water and detergent
  • periodically washing the walls and ceilings
  • thoroughly washing and drying mops, brushes and cloths after every use – drying mops and cloths is particularly important, since many pathogens rely on moisture to thrive
  • using disinfectants to clean up blood and other spills of bodily fluids
  • when using disinfectants – always wearing gloves, cleaning the surfaces before using the disinfectant, and always following the manufacturer's instructions exactly
  • spot cleaning when necessary.

[...]

Workplace infection control – handling contaminated sharps

Infection control procedures when handling needles and other sharp contaminated objects include:

  • Never attempt to re-cap or bend used needles.
  • Handle by the barrel.
  • Place in an appropriate puncture-proof container (that meets the Australian and New Zealand Standards AS 4031:1992 and AS/NZS 4261:1994) – this will be yellow, labelled 'Danger contaminated sharps' and marked with a black biohazard symbol.

(Better Health Channel, 2018)

Hazardous Manual Tasks

According to Safe Work Australia’s (2018) Hazardous manual tasks: Code of Practice, hazardous manual task is defined as:

a task requiring a person to lift, lower, push, pull, carry or otherwise move, hold or restrain any person, animal or thing involving one or more of the following:

  • repetitive or sustained force,
  • high or sudden force,
  • repetitive movement, 
  • sustained or awkward posture, or 
  • exposure to vibration.

(Safe Work Australia, 2018, p. 5)

These tasks have a potential to lead to injuries such as a musculoskeletal disorder (MSD), which refers to “an injury to, or a disease of, the musculoskeletal system, whether occurring suddenly or over time” (Safe Work Australia, 2018, p. 5). MSD may include conditions such as muscle sprains, back injuries, nerve injuries (e.g., carpal tunnel syndrome), injuries to joint and bone, and chronic pain.

In the Code of Practice, Safe Work Australia (2018) has suggested the following steps for identifying hazardous manual tasks in a work environment:

  • Consultation with workers: This involves drawing on workers’ experience to identify tasks that are difficult to carry out, likely to result in muscle tiredness, putting them in awkward positions or movements, or causing any discomfort.
  • Review available information: Documentations such as workplace injuries and incidents record, inspection reports, worker complaints or compensation claims can help to identify potential hazardous manual tasks.
  • Look for trends: From the information collected, you may identify certain trends, such whether a particular task is more hazardous than others, or that a particular location has reported more issues than others.
  • Observe manual tasks: Observing how tasks are carried out (e.g., postures) allows you to identify hazardous tasks. Particularly you want to focus on tasks that fit the criteria of a hazardous manual task above, as well as any task that may involve use of tools or equipment, and where workers have improvised to avoid discomfort.

A close view of a person filling out a report

Once hazards have been identified, it’s important that you assess their risk level by conducting a risk assessment. Assessing risk involves considering how severe the risk is, the actions that need to be taken, and how urgent the risk is. In a risk assessment, you will gather facts about the nature of the hazard, the way it can lead to injury, accident, or death, and the impact it will have.

A diagram showing risk assessment parts

A risk assessment involves considering what could happen if someone is exposed to a hazard and the likelihood of it happening. A risk assessment can help you, as a person conducting a business or undertaking (PCBU), to determine:

  • how severe a risk is
  • whether any existing control measures are effective 
  • what action you should take to control the risk, and
  • how urgently the action needs to be taken.

[...]A risk assessment can be undertaken with varying degrees of detail depending on the type of hazards and the information, data and resources that you have available. It can be as simple as a discussion with your workers or involve specific risk analysis tools and techniques recommended by safety professionals. For some complex situations, expert or specialist advice may be useful when conducting a risk assessment.

(Safe Work Australia, 2018, p. 14)

When conducting a risk assessment, it is important to document your findings. The impact or consequences of a risk should be given a rating that indicates the hazard’s severity and likelihood. Factors that increase or decrease the impact should also be identified and recorded. Hazards that cause the greatest risk should be listed first and they should be the priority. At this stage you should also consider whether a risk can be eliminated or reduced (a process known as “risk control”).

One tool that is often used as part of the risk assessment process is a hazard log – an example is included below. The specific documents used in different organisations will vary, however, all will identify hazards and the possible risks associated with each hazard.

Hazard/s Risk (what could go wrong) Existing Risk Controls Current Risk rating (use the Risk matrix) Are any additional controls required? Residual Risk (Use the Risk matrix)
           
           

The matrix below is an example of a risk matrix. This is often used in companion to help identify the seriousness of the risk.

Risk Matrix
  Likelihood
  Rare Unlikely Possible Likely Almost certain
Consequences Major Moderate High High Critical Critical
Significant Moderate Moderate High High Critical
Moderate Low Moderate Moderate High High
Minor Very low Low Moderate Moderate Moderate
Insignificant Very low Very low Low Moderate Moderate

The following case study demonstrates how these tools can be applied.

Case Study

Eloise noticed that in her workplace the bathroom floor often became very wet and slippery due to a malfunctioning tap. She thought that there was a risk of someone slipping on the tiled floor and hurting themselves. She completed the hazard log identifying the wet floor as the hazard and the risk as the possibility of slipping. She then referred to the risk matrix to determine the seriousness of the risk. She thought it likely that someone would slip on the wet floor and that the seriousness of the risk would be moderate. So using the matrix she identified the risk as Medium. Having completed these parts of the form she gave it to her supervisor for action.

Hazard/s Risk (what could go wrong) Existing Risk Controls Current Risk rating (use the Risk matrix) Are any additional controls required? Residual Risk (Use the Risk matrix)
Wet floor in bathroom Someone could slip None Medium    
Read

C: Model Code of Practice: How to Manage Work Health and Safety Risks

Before moving on, take a moment to complete Reading C which outlines the risk management processes from identification, risk assessment, implementing control measures, reviewing controls and documenting. Your organisation’s WHS policy and procedures are likely to have included these processes in relation to your workplace.

A person pointing out something on a tablet device

Once you have identified a hazard, it must be controlled or eliminated. It is always important for the hazard to be removed, contained, or controlled before work is started or recommenced in order to prevent accidents or injuries. If the hazard is one you can address directly, then you should do so. For example, if you notice that there is a small spill in the kitchen area that is causing a slip hazard then you should clean it up. Similarly, if you observe that a chair has been left in front of a fire exit you should move the chair. If, however, the hazard is a larger issue that you are unable to take direct action about, it is vitally important to follow your organisation’s procedures in relation to reporting the matter – usually by reporting it to your supervisor or a designated WHS representative (who will then remove, contain, or control the hazard).

Despite the implementation of control measures, levels of risk may still remain. This is known as residual risks. For example, in the residential setting, by locking away potential weapons, such as kitchen knives, it reduces the risk of workers sustaining critical injuries from young people with complex and violent behaviours. However, while it may reduce the potential severity of an injury, it does not reduce the risk of the young person physically assaulting the worker. In some cases, it may not be possible to eliminate all amounts of risk; therefore, it may be acceptable to limit risk to a tolerable amount and then monitor the residual risk to ensure that it does not increase over time. For that reason, it is important that residual risk is reported according to your organisation’s procedures and is done in a timely fashion. Reporting residual risk will also ensure that all workers remain alert to potential risks.

Determining to whom you report hazards and inadequacies in risk controls can depend on the type of hazard and risk and organisational procedures for reporting. For example, a worker who scratches their arm using equipment may need to firstly report to the First Aid Officer, followed by their supervisor, whereas a worker who notices that the office building lighting is not adequate may need to report to the Health and Safety representative. Designated persons that workers report to typically include team leaders, supervisors, health and safety representatives, health and safety committee members, managers, first aid officers, and other persons designated by the organisation.

Every organisation has is its own reporting structure for WHS hazards – if in doubt, you should consult with your supervisor and/or check your organisation’s WHS policies and procedures.

A person talking on a radio in an emergency

It is important that all workers know how to respond in an emergency situation. Some workers may be assigned specific roles (such as fire warden) during emergency situations and will need to receive specific training before they can undertake the role. However, even if a worker is not assigned a specific role, it is imperative that they are trained in what to do in the case of an emergency. Employers have a duty of care towards their employees to ensure that they have an emergency management plan and that all workers are aware of their responsibilities.

Emergencies refer to any abnormal or sudden event requiring an immediate action. Examples of an emergency include:

  • Events that cause serious injury (e.g., a vehicle accident while a worker is transporting clients).
  • Events requiring evacuation (e.g., a fire alarm being activated).
  • Fires and explosions (e.g., a fire might occur in the staff kitchen).
  • The spilling of hazardous substance and chemicals (e.g., a client may present with a toxic substance).
  • Bomb threats and alerts (e.g., a bomb threat might be phoned in).
  • Security emergencies, such as armed robberies, intruders, and disturbed persons (e.g., a disgruntled family member might present at the premises).
  • Internal emergencies, such as loss of power or water supply, and structural collapse (e.g., a power outage in the area restricts communication).
  • External emergencies and natural disasters, such as floods, storms, and traffic accidents impacting on the organisation (e.g., flash flooding from a storm might prevent entry into the premises).

Each worker must be familiar with their organisation’s policies and procedures in the event of an emergency. You should make yourself familiar with your organisation’s emergency management plan (also called emergency response procedures). Under WHS legislation, it is the duty of all PCBUs (persons conducting a business undertaking) to have an emergency management plan or response procedures for their workplace (Safe Work Australia, 2021). The following extract outlines what a workplace emergency plan should contain.

What is an emergency plan?

An emergency plan is a written set of instructions that outlines what workers and others at the workplace should do in an emergency. An emergency plan must provide for the following:

  • emergency procedures, including:
    • an effective response to an emergency
    • evacuation procedures
    • notifying emergency service organisations at the earliest opportunity
    • medical treatment and assistance, and
    • effective communication between the person authorised to coordinate   the emergency response and all people at the workplace
  • testing of the emergency procedures—including the frequency of testing, and
  • information, training and instruction to relevant workers in relation to implementing the emergency procedures.

(Safe Work Australia, 2021, p. 2)

Read

D – Emergency Plans Fact Sheet

The content of emergency procedures will vary depending on the nature of events. For example, workplaces must have a fire safety plan that includes evacuation procedures. Evacuation procedures are usually written in brief but clear language so that they are likely to be followed by anyone in the state of crisis.

The following is the evacuation information provided by Fire and Rescue NSW (2021):

Remain calm and don’t panic.

ALERT

Alert the chief warden and other staff. Ensure that the emergency services have been notified (ring 000 and ask for fire, police or ambulance).

ASSEMBLY

Tell staff which assembly areas are to be used.

EVACUATE

Evacuate staff and visitors in the following order:

  1. Out of immediate danger (e.g., out of room).
  2. Out of compartment (for example, through the fire doors or smoke doors) or to a lower level of the building.
  3. Total evacuation of the building.

CHECK

Check all rooms, especially change rooms and toilets, behind doors, storage areas, etc.

RECORDS

Save as many records as possible if it is safe to do so.

HEAD COUNT

Do a head count of all staff, contractors and visitors.

REPORT

Report to the chief warden and notify emergency services of any people unaccounted for.

(Fire and Rescue NSW, 2021)

The case study below demonstrates how a worker should typically respond in the event of an emergency:

Case Study

A worker, Renae, was in a private conversation with young person, Sophie, at the local community centre. They were deep in discussion when Renae heard the fire alarm. Renae knew that there were no fire drills planned for that day so she quickly told Sophie that this was not a drill and that they must leave the building immediately. Renae told Sophie to remain calm and to follow her. Renae took Sophie to the designated assembly point and joined the other staff members and clients who had responded to the alarm. While they waited for further instructions, Renae addressed Sophie’s concerns about the fire alarm. The manager said that there had been a small fire in the kitchen which was quickly put under control. The fire brigade attended the scene and ultimately gave the all-clear for everyone to return to their offices.

REFLECT

Think about your current workplace. Are you aware of the emergency procedures? What should you do in the case of a fire?

If you are not aware of the procedure, what steps should you take to find out? Consider where these procedures might be available from and who in your organisation is responsible for the training of emergency procedures.

Identifying Emergency Situations

Most workplaces will have some way of signalling to their workers that a situation has occurred that requires immediate attention. In most cases, this will be in the form of an alarm. Although emergencies may not be common, workers need to be ready to act quickly when signals and alarms start to sound. Emergency signals and alarms may include:

  • Machinery malfunction alarms.
  • Fire alarms.
  • Evacuation alarms or announcements.
  • Reversing beepers on a mobile plant (such as a truck).
  • Code words in announcements.

All workers should know what to do when they hear an alarm. Different signals and alarms will require workers to do different things, therefore, it is important to know the difference between each alarm and be aware of the procedures that will follow. For example, in the case of a fire alarm, workers may be asked to immediately walk quickly and calmly to a designated assembly area. However, in the case of an intruder in the building, the procedure may be to remain in the building, notify security immediately, and record observations for the police.

Workers should also be aware when alarm systems are being checked, as alarms are often tested to ensure they are working correctly. Typically, a workplace will inform workers that the alarm systems are being checked and will ask workers to carry out their daily tasks as usual. However, it is also common for workplaces to have emergency drills that will require workers to treat an alarm as though it is a real emergency and proceed as appropriate. It is important that workers take these drills seriously as they will help them to understand what to do in the case of a real emergency.

In addition to signals and alarms, workers should also be familiar with relevant safety signs and their meanings. These signs will inform the worker of potential risks within their work environment. The table below demonstrates some common types of safety signs that may be present in a workplace.

    Meaning

Dangerous goods class signs

Indicates the presence of a dangerous substance, such as chemicals.

Emergency equipment signs

Indicates where to find emergency equipment, such as first aid kits or showers.

Personal protective equipment signs

Indicates when it is recommended or required to wear personal protective equipment into a workplace.

Specific hazard signs

Indicates when a specific hazard is present. 

Exit signs

Indicates the presence of an exit to the building

Controlling and/or Confining the Emergency

The next step in the emergency plan for many workers is to control or confine the emergency situation. Organisations have specific policies and protocols about controlling particular emergencies. For example, an organisation may have a specific policy about what to do in the event of an armed robbery, which will be different to their policy on responding to a fire

Organisations should provide appropriate training to assist staff to respond to particular emergencies. Staff should be familiar with which staff members are responsible for using particular equipment (such as fire blankets) or carrying out certain roles during an emergency. For example, a worker who is the designated fire warden for an area must ensure the area is cleared of all personnel and that all fire exit doors are closed. The warden must then go to the assembly point to undertake a head count and account for all the personnel present in their area, as well as ensuring people remain in the assembly area until the all-clear is given. Once the all-clear is given, the warden usually instructs people to return to the building if it is safe to do so, or gives further instructions if it is not safe to return to the building.

As another example, workers designated to the role of a First Aid Officer respond when a medical emergency arises. First Aid Officers should be responsible for handling the first aid assistance offered, unless a more qualified person is available (such as a nurse or doctor). It is imperative that those providing an emergency response do not respond outside of their scope of training and competence. You must be aware of your responsibilities during an emergency situation and respond accordingly. Likewise, you should be aware of the responsibilities of others and follow the instructions of those in charge.

A close view of a person in PPE writing on a clipboard

Incident and injury reporting are key components of any WHS management system. Incidents refer to any event that has caused or has the potential for injury, ill-health, or damage. These reports can also be indicators of a system weakness and are often used in WHS audits to identify the weak spots in a WHS management system. For example, incident reports can highlight when injuries are occurring due to a hazard, such as an operating technique that needs revision. As such, workers are typically required to report and document all near misses (i.e., situations that could have resulted in an incident or injury) and incidents.

Clear policies and procedures in incident reporting are important for organisations to comply with legislative requirements. Workplaces need to make a report to their state or territory regulators when a notifiable incident occurs, as defined below:

A ‘notifiable incident’ is:

  • the death of a person; 
  • a serious injury or illness of a person; or 
  • a dangerous incident

arising out of the conduct of a business or undertaking at a workplace.

‘Notifiable incidents’ may relate to any person—whether an employee, contractor or member of the public.

(Safe Work Australia, 2015, p. 2)

As you can see, reporting to WHS regulator is only required for incidents that meet certain criteria set out in the legislation. Not all workplace incidents are notifiable; however, failing to report a notifiable incident can result in large penalties. As such, it is important for organisations to clarify which incidents may be notifiable in order to comply with legislative requirements. When in doubt, respective WHS regulator should be contacted for advice.

State and Territory WHS legislation require all organisations to have well documented incident and injury reporting and follow-up processes. All workers should be trained in the use of these systems and be able to answer the following questions:

  • Where can I find an incident form?
  • Who is responsible for filling out the incident form?
  • Who should the incident form be lodged with?
  • What are the follow-up processes once the incident report is lodged?
Read

E- Information Sheet – Incident Notification

Reading F outlines Incident Notification and is a good resource for understanding more on this topic.

Consider the following case study:

Case Study

Deshawn facilitates youth group programs at his local community centre, ‘Youth Connect’. During one of his sessions, Deshawn was walking around the room and accidentally tripped over a chair leg. Deshawn fell to the ground and landed heavily on his left wrist. He experienced intense pain and was worried that his wrist may have broken in the fall. An ambulance was called immediately and Deshawn was later diagnosed with a fractured wrist at the hospital.

The ‘Youth Connect’ organisational procedure for documenting injury and incidents is as follows:

  • Injuries must be reporting to the Head of Youth Services by phone, fax or email as soon they occur.
  • A formal incident report must be completed and submitted to the HR Manager within 24 hours of the incident.
  • Copies of the incident must be forwarded to the Managing Director.

Deshawn reported his injury immediately to his line manager and the Head of Youth Services by phone. He provided details to his line manager to help complete the formal incident report. The formal incident report was then submitted to her HR Manager within 24 hours of the incident with copies sent to the Managing Director.

Deshawn sustained a ‘serious injury’ as he required ‘immediate treatment as an inpatient at the hospital’. As a result, the incident was classified as a ‘notifiable incident’ and ‘Youth Connect’ were required to report the injury to their state WHS regulators.

In this section of the module  you were provided with an introduction to Workplace Health and Safety. You learned how to follow workplace policies and procedures for safe work practices. You also learned how to identify existing and potential hazards in the workplace, report them to the correct person, and record them according to workplace procedures. Finally, you learned about common WHS processes associated with emergency situations including the importance of having an emergency plan, how to control and/or confine emergency situations, and how to report WHS incidents.

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