Develop Recruitment, Selection and Induction Policies and Procedures

Submitted by troy.murphy@up… on Wed, 08/16/2023 - 17:16

In this section you will learn how to:

  • Analyse strategic and operational plans and policies to identify relevant policies and objectives
  • Ensure that selection procedures are in accordance with organisational policy and legal requirements
  • Develop recruitment, selection and induction policies and procedures and supporting documents
  • Obtain support for policies and procedures from senior managers
  • Trial forms and documents that support policies and procedures and make necessary adjustments
  • Communicate policies and procedures to relevant staff and provide training if required

Supplementary materials relevant to this section:

  • Reading A: Leading, Managing and Developing People
  • Reading B: Workplace Policies and Procedures
  • Reading C: Recruitment and Selection
  • Reading D: Developing HR policies and procedures
  • Reading E: Example of Code of Conduct
Sub Topics
Openly greeting a job recruiter with a firm handshake

“Recruiting staff is a very costly exercise. It is an essential part of any business and it pays to do it properly. When organizations select the right people for the job, train and treat them well, they tend to produce good results and also tend to stay with the organization longer. In such circumstances, the organization’s initial and ongoing investment in them is well rewarded. An organization may have the best resources, but if it does not have the right people, it will struggle to achieve the results it requires."

(Amadike, 2018)

As the extract above suggests, getting your recruitment and selection right is critical. If you cannot attract and retain the best of the best, how can you expect your business to be successful? Effective recruitment and selection is a skill – as a business professional it is critical that you are able to effectively manage recruitment, selection, and induction processes. This unit will teach you how you can manage recruitment, selection, and induction processes within an organisation through the development of policies and procedures, implementing ongoing training and support for those involved with the process, and monitoring newly hired employees.

Read

Reading A – Leading, Managing and Developing People

The chapter excerpt provided in Reading A examines the role of recruitment and selection as it relates to leadership, management, and development. It supplies a helpful overview and case study scenarios.

Great employees give organisations a competitive edge – it’s no secret that every company wants to hire the cream of the crop. Most organisations do not set out to recruit and select poorly, they may just not have the procedures, policies, skills, and know-how to be effective. Whether recruitment and selection is performed by line managers, HR, or a combination, it should be a systematic process. The flow chart below provides a step-by-step approach for recruitment, selection, and induction:

A Step-By-Step Approach for Recruitment, Selection and Induction

Overworked and tired female student working late at night on laptop trying not to fall asleep

Have you ever heard or experienced any of the following statements:

  • “I never even had an interview, he just told me to start Monday”
  • “The interview lasted five minutes, but I got the Job!”
  • “I’ve applied for over fifty jobs, haven’t heard anything”
  • “I don’t know how my interview went, they never called me back”
  • “I don’t know why I didn’t get the job, they just said I was unsuccessful”
  • “I said yes to the job, but I’m not exactly sure on what I will be doing”
  • “My first day was awful. I don’t know anyone and I just read an operations manual all day”

The statements above are the result of poor recruitment, selection, and induction. Unfortunately, if your organisation does not have effective recruitment and selection processes it will cost your business. A poor hiring decision for a candidate earning $100,000 annually could cost your company, on average, $250,000 (Staff, 2022). Examples of costs associated with poor recruitment, selection, and induction processes are provided below:

Direct costs Hidden costs
High staff turnover Reduced productivity
Possible litigation Loss of clients or customers
Re-advertising and selection costs Low staff morale
Lost productivity whilst position is vacant Potential to destroy the organisation’s reputation

Now that you understand how the recruitment, selection and induction process flows and the cost of poor recruitment, we can begin to further define what recruitment and selection is and how you would go about managing these processes for an organisation.

Process of an organisation

Recruitment

Recruitment is the process that organisations use to source, attract and identify candidates for their open positions. The goal of recruitment is to gather as many suitable candidates for the role as possible (through as many fitting recruitment methods as possible).

Selection

Selection is the process of assessing candidates’ qualities, expertise and experience to narrow down the pool of applicants until you’re left with the best person for the role. This process usually involves conducting interviews and using various tests and assessments to evaluate each candidate.

(Personio, 2023)

As explained in the extract above, recruitment processes focus on forming a talent pool of potential employees and selection processes use various tools and techniques to select the best candidate. The way you design and manage recruitment and selection will heavily depend on the organisation, industry, and the type of positions you have vacant. For example, managing the recruitment and selection for a CEO position at a Fortune 500 company would be very different to recruiting and selecting for a cashier position at a Fast Food Restaurant. However, regardless of the vacant position, it is in your best interests to recruit the best possible candidate. To do this, it is important to develop and follow systematic procedures for all recruitment, selection, and induction processes. The first step in doing this will be to analyse current operation plans and policies within your organisation.

Casual meeting of smiling diverse business team analyzing financial data

As with reviewing any business activity or strategy, it is important that you obtain a copy of all relevant business strategies, plans, and/or operations manuals.

Diagram for business activity/strategy

This will give you a better idea of the strategic direction that the business is following and will allow you to see what policies and procedures have already been developed. There would be no point wasting your time creating a recruitment, selection and induction policy if it doesn’t align with your business objectives. Examples of the types of business objectives that may impact your recruitment, selection and induction policies may include, but are not limited to:

  • Increase revenue
  • Increase profit
  • Improve customer service
  • Support the community
  • Foster strong workplace culture
  • Innovation
  • Expanding the business
  • Downsizing

It is very important that you identify these objectives as they will form the basis of your policies. If, for example, your organisation’s main objective was to increase customer satisfaction, you would need to ensure that you are recruiting and selecting candidates that have great customer service skills and, as such, create policies and procedures that support this objective throughout the recruitment, selection and induction of candidates. Through analysing your organisation’s strategy, you may find existing policies and procedures. It is important that you check that existing policies are current, lawful, and are being applied. There is no point having policies and procedures in place if no one in the organisation follows them! The types of policies and procedures you may identify may include, but are not limited to:

  • Application processing policies
  • Documentation and use of standard forms policies and procedures
  • Equal opportunity, anti-discrimination, and diversity principles policies
  • Interviewing methodology procedures
  • Job analysis, classifications, descriptions and evaluations
  • Privacy and confidentiality policies
  • Probationary period policies
  • Recruitment advertising policies and procedures
  • Internet, email, and social media policies
  • Selection panel policies and procedures
  • Induction policies and procedures
  • Code of Conduct policies
  • Attendance and Termination (Voluntary and Involuntary) policies
  • Performance Management policies
  • Sick Leave, Short Term Disability, Long Term Disability policies
  • Discrimination and Harassment/Respectful Workplace policies
  • Health and Safety policies
  • Alcohol and Drug Use Policies
Reflect

Consider the organisation for which you currently work (or a previous organisation). What recruitment, selection, and induction-related policies and procedures does your organisation use? What is missing? Are there any policies and procedures that you think your organisation would benefit from having?

There is absolutely no point re-inventing the wheel. It can take a significant amount of time to develop policies and procedures, so if your organisation already has some in place, you may not need to start from scratch. Most organisations will have policies relating to equal opportunity, anti-discrimination, diversity, harassment and grievance procedures. The best place to start is to identify what your organisation currently has and list the policies and procedures that need to be developed.

Aside from identifying relevant policies and business objectives, you should also analyse how your organisation is currently recruiting, selecting, and inducting employees. Review the table below and consider the questions to gain a better understanding of what your organisation currently does:

Questions to Gain Better Understanding of What Your Organisation Currently Does
Determining your Organisation’s Current Processes
Who?
  • Who is your organisation recruiting?
  • Is your organisation using internal recruitment (hiring staff within the organisation) or external recruitment (hiring staff outside of the organisation)?
  • Who in the organisation is in charge of recruitment?
What?
  • What positions are being advertised or are needing to be filled?
When?
  • When is recruitment occurring (reactive, proactive, seasonal etc.)?
Where?
  • Where are we recruiting (online, newspaper, seek.com, website, LinkedIn etc.)?
How?
  • How do we recruit (internal, external, referrals, recruitment consultants etc.)?
  • How do we select (criteria, personality based, assessment centres, face to face interviews, phone interviews, reference checks etc.)?
  • How do we induct (formal training, ad hoc, outsourced etc.)?

The questions above are important for you to consider. If your organisation has predominantly always conducted face-to-face interviews, you may find it difficult to get support for the introduction of a new policy that stipulates all candidates require psychometric testing. You need to ensure that whatever policies and procedures you create compliment or add value to existing policies and procedures. Furthermore, you will need to ensure that any policies and procedures you implement are developed in accordance with relevant legislation.

Businessman hand touching on touchpad, typing on laptop computer keyboard

Having policies and procedures in place can legally protect your organisation. For this to occur, you need to have existing policies and procedures that meet legislative requirements. If you disregard legal requirements, your organisation’s reputation can be ruined and there can be extensive legal ramifications. Legal requirements you should consider relate to local, state and federal laws including, but not limited to:

Legal Requirements You Should Consider Relate to Local, State and Federal Laws
  • Industrial Relations legislation
  • Anti-discrimination legislation
  • Work Health and Safety legislation
  • Privacy Legislation

We will discuss each of these below.

Industrial Relations Legislation

The Fair Work Act 2009 is they key piece of legislation that regulates workplace and employment relations in Australia. The Fair Work Commission has the jurisdiction to carry out a range of functions relating to minimum wages, awards and agreements, industrial action, and dispute resolution.

Especially when developing employee contracts and terms of employment, it is imperative that you are aware of the National Employment Standards (NES). The NES list ten minimum standards of employment including hours of work, leave entitlements, notice of termination, and flexible working arrangements.

In addition to the NES, most Australian organisations have implemented modern awards that outline terms and conditions of employment over and above the NES. Some employees may also be covered by an enterprise agreement or employment contract whose conditions can be better than but not worse than the applicable modern award and NES (Fair Work Ombudsman, 2023). For more information visit: http://www.fairwork.gov.au/

Anti-Discrimination Legislation

Anti-discrimination legislation aims to remove discrimination, harassment, and unfair treatment within the workplace. This legislation makes it illegal to discriminate against anyone on the basis of race, gender, religion, age, nationality, disability, sexual preference, marital status, political opinion, medical or criminal record and a range of other factors. Federal state and territory anti-discrimination legislation you need to be aware of includes:

  • Australian Human Rights Commission Act 1986
  • Age Discrimination Act 2004 of Australia
  • Disability Discrimination Act 1992 of Australia
  • Racial Discrimination Act 1975 of Australia
  • Sex Discrimination Act 1984 of Australia
  • Australian Capital Territory Discrimination Act 1991
  • New South Wales Anti-Discrimination Act 1977
  • Northern Territory Anti-Discrimination Act 1996
  • Queensland Anti-Discrimination Act 1991
  • South Australia Equal Opportunity Act 1984
  • Tasmania Anti-Discrimination Act 1998
  • Victoria Equal Opportunity Act 1995
  • Western Australia Equal Opportunity Act 1984

It is important that your organisation has policies in place to ensure that discriminatory behaviours are not occurring during the recruitment, selection, and induction processes. In some cases, discrimination can occur without the person even realizing due to internal biases and cultural perceptions. You should ensure that recruitment and selection processes follow strict guidelines and decisions are based on the requirements of the role and not based on an individual’s protected characteristics (such as ethnic background, gender, religion, or marital status, etc).

Work Health and Safety Legislation

Work Health and Safety (WHS) legislation is enforced at a state level and, as such, will depend on what State you are working in. Regardless of the State specifics, the general aim of WHS legalisation is to protect everyone in the workplace (employers, employees, customers, etc.). WHS legislation mandates that employers are required to provide employees and others in the workplace with information and training in WHS principles as well as safe premises, plant, facilities, conditions and equipment. Relevant state and territory work health and safety legislation includes:

  • The Work Health and Safety Act 2011 of Queensland
  • The Work Health and Safety Act 2011 of New South Wales
  • The Work Health and Safety Act 2011 of the Australian Capital Territory
  • The Occupational Health and Safety Act 2004 of Victoria
  • The Work Health and Safety Act 2012 of Tasmania
  • The Work Health and Safety Act 2012 of South Australia
  • The Occupational Health and Safety Act 1984 of Western Australia
  • The Work Health and Safety Act 2011 of the Northern Territory

It is important that all staff are trained in accordance with WHS legislation. All staff have a right to be safe at work and it is your responsibility as a business professional to ensure that this training is delivered and that safe practices are followed by all staff. Therefore, this is an important consideration for induction policies and procedures. Most organisations will incorporate workplace-specific WHS training during their initial induction training in order to ensure that they comply with their legislative requirements.

Privacy Legislation

“The Privacy Act 1988 (Privacy Act) is the principal piece of Australian legislation protecting the handling of personal information about individuals. This includes the collection, use, storage and disclosure of personal information in the federal public sector and in the private sector.”

(Australian Government Attorney-General’s Department, n.d.)

Personal information may include: name, address, phone number, date of birth, signature and other personal details. During the recruitment, selection and induction process, you will be given access to a lot of personal information. You need to ensure that you have effective policies and procedures in place applicable to all staff involved in the process.

Fundamentally, personal information needs to be handled with confidentiality. Leaving application forms lying around for anyone to see is a big breach of privacy legislation. You should ensure that you are keeping potential candidates and all employees’ information in lockable filing cabinets, password protected databases or password protected files. Your policy should also mandate that the personal information of applicants should not be discussed with anyone who is directly not involved with the recruitment and selection processes.

As you can see, there are a range of legal factors that need to be considered when developing recruitment, selection, and induction policies and procedures. Let’s look at a few real-world examples of how this process can go wrong.

The article below provides details about an American Company, Abercrombie and Fitch, and their breaches of lawful and ethical requirements.

American Beauty: A Brief History of Abercrombie's Hiring Practices

An Abercrombie & Fitch employee in northern California is alleging she was fired for refusing to remove her hijab, or headscarf marking her Muslim observance. Abercrombie's pursuit of a homogeneous army of "perfect" employees appears to have snared it again!

According to the AP, "the Council on American-Islamic Relations said Wednesday it filed an Equal Employment Opportunity Commission complaint on behalf of Hani Khan." Khan says she was told she would be allowed to wear a hijab, but a visiting district manager disputed that. She says she was fired when she refused to take it off.

In 2008, an Oklahoma woman accused Abercrombie of refusing to hire her because her head scarf "didn't fit the chain's image." That lawsuit, filed last year, is still in progress.

Previously in the company's serious on-the-ground sensitivity issues: refusing to let a woman help her autistic sister try on clothes, for which they were fined $115,264, and banishing an employee with a prosthetic arm from the store floor. That employee, Riam Dean, was awarded £8,000 for unlawful harassment, although the tribunal ruled that she hadn't suffered disability discrimination.

Abercrombie & Fitch has a well-documented mission of selling its idea of youthful physical perfection, from the Bruce Weber ad campaigns to the employees that fit it’s ideal of American beauty. The company conceded that that ideal didn't include black, Hispanic, and Asian employees in 2004 when it paid $40 million to employees and job applicants of those demographics to settle a class-action federal discrimination lawsuit. They had been accused of "engaging in recruiting and hiring practices that exclude minorities and adopting a virtually all-white marketing campaign."

There is a "style guide" that hiring managers get to see. It contains almost no text – just a few dozen pages, each with a full-sized color photograph of different ethnicities – a male and a female for each. They are supposed to serve as examples of the kind of people you should hire. Presumably so the managers will know what good-looking minorities look like. They're amongst the confidential files that are never meant to leave the office, but I'm surprised none have ever surfaced. (And all of the minorities, by the way, are as white looking as a person can be without actually being Caucasian).

When the CEO was asked how important sex and sexual attraction are in what he calls the "emotional experience" he creates for his customers, he says, "It's almost everything. That's why we hire good-looking people in our stores. Because good-looking people attract other good-looking people, and we want to market to cool, good-looking people. We don't market to anyone other than that."

(Carmen, 2010)

Reflect

What are your impressions of Abercrombie? What do you think the repercussions of their actions will mean for their brand, sales, customers and legal action? If this was to occur in Australia, what do you think would happen?

While the Abercrombie article demonstrated some outrageous discriminatory behaviours, breaches can also occur in regard to how components of your policies are interpreted. Australian company “Cotton On” received some bad press in 2015 regarding their employee code of conduct policy.

Codes of conduct: making things clear is better than 'keeping it real'

To work for retailer Cotton On, employees must “keep it real” and “be fun”, with the potential for disciplinary action if they don’t adhere to these policies.

At first glance, this might seem one of those management curiosities that pops up from time to time as a way of management trying to drive a certain type of organisational culture. However, this is the second code of conduct I have seen recently where the focus is on trying to individualize behaviour within the code of conduct. If this is a growing trend, then it is of concern.

While the sentiment of “keeping it real and fun” may have been added with good intentions, introducing such vague and subjective criteria into a policy statement that is there to provide clear and objective statements of standards can cause more harm than good.

I suspect that, as with the other policies I have seen, that these policies are increasingly being developed by people with little understanding of the role of codes of conduct and the knowledge to develop them appropriately.

(The Conversation, 2015)

As these case studies have demonstrated, it is important that you ensure all of your policies and procedures are lawful, inclusive and well defined. This will be the case for all organisational policies, especially for recruitment and selection.

Recruitment

The most common breaches of legislation occur during the recruitment and selection processes. During recruitment, job advertisements are the main area where companies go wrong. Review the following job advertisement:

[ADD IMAGE'S ALT TEXT]
(Martin, 2012)

The job advertisement above is not a fake! A Coles contractor in Tasmania actually posted this advertisement on the online classifieds website, Gumtree. When creating policies and procedures for job advertisements, you should clearly stipulate what is acceptable. Of course, a Coles spokesperson condemned the actions of the contractor, but it just goes to show that even multi-million-dollar companies can get it wrong.

As a business professional, it will be your responsibility to ensure that whoever is creating job advertisements is doing so in a non-discriminatory way. The extract below provides valuable information you could include in your recruitment policies and procedures to ensure that you are being lawful.

How to Avoid Discriminating

The test for what is deemed discriminatory is whether a reasonable person with no special knowledge would consider it so. I consider myself a reasonable person, but maybe I’m overreacting.

  • Avoid gender-based discrimination: Ensure your job title doesn’t include terms like “waitress”, “admin girl”, “mail man” or “salesman”. That way you won’t find yourself in hot water.
  • Avoid racial discrimination: Even if the ability to speak a foreign language is critical to the role, it’s the proficiency in the language as opposed to one’s country of origin that is key. So “the ability to speak Mandarin is essential” is far more favourable than “you must be Chinese”.
  • Avoid age discrimination: Never mention an age requirement or refer to a specific number of years someone has worked in a particular field … ever.
  • Avoid disability discrimination: If physical activity is key to the role (such as a baggage attendant at the airport), ensure that the task (such as “heavy lifting”) is an absolute necessity and not just “preferred”.

(Slezak, 2015)

Selection

Depending on your organisation, the selection process for candidates might include aptitude tests, IQ tests, personality testing, psychometric testing, referee reports and many more. In nearly all organisations, interviews are conducted (face-to-face, over the phone or on skype). The way you establish your selection processes and interview policies and procedures will also have legal considerations.

Consider the following potential interview questions. How many do you think are acceptable?

  • What arrangements are you able to make for childcare while you work?
  • How old are your children?
  • When did you graduate from high school?
  • What does your wife do for a living?
  • Where did you live while you were growing up?
  • Will you need personal time for particular religious holidays?
  • Are you comfortable working for a female boss?
  • There is a large disparity between your age and that of the position’s coworkers. Is this a problem for you?
  • How long do you plan to work until you retire?
  • Have you experienced any serious illnesses in the past year?

(Heathfield, 2019)

If you answered none, you are correct. When forming your selection policies and procedures you should stipulate that interview questions must be focused on the behaviours, skills, and experience needed to perform the job. Failing to do so may leave your company open to legal action and may affect selecting the best person for the position. Now that you understand the importance of ensuring selection procedures are compliant with legal requirements, we can now begin to develop policies and procedures.

Policy

Policies are clear, simple statements of how your organisation intends to conduct its services, actions or business. They provide a set of guiding principles to help with decision making. Policies don’t need to be long or complicated – a couple of sentences may be all you need for each policy area.

Procedures

Procedures describe how each policy will be put into action in your organisation. Each procedure should outline:

  • Who will do what
  • What steps they need to take
  • Which forms or documents to use.

Procedures might just be a few bullet points or instructions.

Policies and their accompanying procedures will vary between workplaces because they reflect the values, approaches and commitments of a specific organisation and its culture. But they share the same role in guiding your organisation.

(Circuit West, 2023)

Read

Reading B – Workplace Policies and Procedures

Reading B provides step-by-step details on developing policies and procedures to help inform the information presented here.

Policies and procedures are a great tool to use to convey what your organisation wants to do and how it will be done. They act as a reference point for how an organisation operates day-to-day and how they comply with legislation and codes of practice. Generally, each policy that is developed will have a procedure that stipulates how the policy will be achieved/adhered to.

There is much literature available regarding the development of policies and procedures and you may even find free templates online that you can download and edit to suit your organisation. If you were starting from scratch, there are generally seven sections that you would include:

7 Steps to Better Written Policies and Procedures
1.    Purpose Objectives for writing the policy or procedure
2.    Revision history History of document changes
3.    Persons affected List of those persons or groups that might influence or support a specific policy or procedure
4.    Policy General organisational attitude of an organisation; a policy statement reflects the basic objectives, goals, vision, attitudes, or company culture
5.    Definitions List of definition of abbreviations, acronyms, words infrequently used, jargon, and technical terms. Optional documentation like forms, standards, diagrams, models. Or reports are also defined and referenced.
6.    Responsibilities Short summary of the roles and responsibilities of the individuals that perform the actions of a policy or procedure.
7.    Procedures Explanations about the rules, regulations, methods, timing, place, and the personnel responsible for accomplishing the policy as stated in step 4 above. This section should follow
Optional/Supporting Documents Forms, diagrams, models, flow charts, or cumbersome text, are reference either at the end of a policy or procedure or at an external location

(Adapted Butler and Page 2001, p.18)

Reflect

Consider your current (or previous) organisation’s policies and procedures. Do they follow this format?

The steps outlined above are a great tool to use when developing or amending policies and procedures for any aspect of your organisation. Of course, for the purpose of this unit, we will be focusing on developing policies and procedures specifically relating to recruitment, selection, and induction.

Recruitment and Selection Policies and Procedures

Job interview - recruiter asking questions

“A recruitment and selection policy is a statement of principles, outlining how your organisation will conduct its recruitment and selection process. The aim of such a policy is to ensure that a transparent and unbiased recruitment and selection process is followed; one that results in the appointment of the best candidate, based solely on merit and best-fit with your organisational values, philosophy, and goals.”

(Slezak, 2015)

An effective recruitment and selection policy will act as a basis for all of your recruitment and selection activities. Five good reasons for having such a policy are to ensure:

  1. Job descriptions meet business requirements
  2. Candidates are assessed against consistent criteria at every stage
  3. The recruitment process is lawful
  4. The candidate can be confident it is a genuine job offer
  5. The process can be followed by all stakeholders.

(Slezak, 2015)

The types of policies, procedures and supporting documents you may choose to develop will depend on your business needs. When beginning to start the development process, it is absolutely critical that you follow these principles:

  • Respect for diversity
  • Ethical decision making
  • Selection according to merit
  • Equal treatment for all
  • Procedural fairness

(Slezak, 2015)

This will ensure whoever is involved in the recruitment process will be consistently ethical, lawful, and fair, and are selecting the best candidates for your vacant positions. Having such requirements formulated into policies and procedures will help you to better manage the process – whoever is involved with recruitment and selection will know what is expected and what is unacceptable. To give you a better idea of what you may choose to develop, review the extract below:

Document Overview

A recruitment policy outlines a company’s preferred hiring practices. The policy promotes a consistent recruitment process which is open, competitive and merit-based. This will reflect the company’s strategic and operational objectives.

The Importance of a Recruitment Policy

An effective recruitment policy will ensure recruitment occurs objectively and without discrimination. There can be legal risks involved with recruitment, including breach of discrimination and employment legislation. By having a recruitment policy, it will ensure that prospective employees will have a consistent recruitment process.

Use this Recruitment Policy If:

  • You want to identify who is responsible for the recruitment process.
  • You wish to create clear guidelines of which factors should be considered during the recruitment process.
  • You wish to minimise potential legal issues from discriminatory or otherwise inconsistent recruiting methods.

 

What does this Recruitment Policy cover?

  • Purpose of the Policy
  • Scope- Who the Policy applies to
  • Compliance with anti-discrimination legislation
  • Who is responsible for approving recruitment
  • Managers and supervisors responsibilities during the recruitment process
  • Factors to be considered during recruitment
  • The method for sourcing of candidates
  • Procedure concerning the interview process
  • Procedure concerning reference and background checking
  • Procedure for providing feedback and making offers for the position

(Lawpath, 2023)

Recruitment and selection policies and procedures may include legislative information, contractual information, graduate program information, recruitment and selection process flows and many more.

Read

Readings C, D, and E – Recruitment and Selection; Developing HR policies and procedures; Example of Code of Conduct

Information sheets and templates have been provided to deepen your understanding of what you may include in your policies and procedures.

The best place to start when developing policies and procedures for recruitment, selection and induction is to create a process flow. The process flow should reflect steps your organisation currently takes when recruiting, selecting and inducting staff. Below is an example process flow for a typical organisation:

Your organisation may follow similar steps as those above, or they may be completely different. Whatever the steps, you should look at each step and see what policies and procedures exist and determine what needs to be developed. For example, does your organisation have up-to-date job descriptions? Are there person specifications? What induction policies are there?

Using the recruitment and selection process flow, the following table has been created to provide examples of the types of policies and procedures that could be developed:

Common Policies and Procedures
Recruitment Selection Induction
Job Analysis Interview On-boarding
Job Advertisement Referee Checking Privacy
Request to advertise Panel Selection Code of Conduct
Short Listing Unsuccessful Candidate Induction
Job Description Pre-employment Checks Anti-Discrimination
Screening Applicant Probation Equal Employment

To further heighten your understanding of managing the recruitment, selection, and induction processes of an organisation, we will be using a fictional case study of “Northside Allied Health”. The business has thirty-five franchises nationwide and the case study will focus on a suburban store in Adelaide. The first part of the case study will focus on developing recruitment, selection, and induction policies and procedures.

Case Study

Abi Barnes is the new practice manager and has been asked to start managing the recruitment, selection, and induction processes within an allied health clinic, Northside Allied Health. The first thing she does is obtain a copy of the organisation’s strategy and business plan. She immediately identifies that the company’s objectives are to:

  • Maintain quality services and good relationships with customers
  • Provide outstanding customer service

She also found existing recruitment policies that were established in 2010. Within these policies, she identified that practice managers conduct the recruitment and selection process and team leaders were in charge of induction. She found the following policies already in place:

  • Job Descriptions and Person Specifications for: practice managers, medical receptionists, allied health assistants, and allied health professionals
  • Interview policies and procedures
  • Referee checking policies and procedures
  • Application processing policies
  • Equal opportunity, anti-discrimination and diversity principles policies
  • Privacy and confidentiality policies
  • Probationary period policies
  • Recruitment advertising policies and procedures
  • Code of Conduct policies
  • Attendance and Termination (Voluntary and Involuntary) policies
  • Performance Management policies
  • Sick Leave, Short Term Disability, Long Term Disability policies
  • Discrimination and Harassment/Respectful Workplace policies
  • Health and Safety policies
  • Alcohol and Drug Use Policies
Induction Policy and Procedures
Purpose Northside Allied Health requires all new Employees to the organisation to participate in an induction and onboarding program to assist the Employees to adjust to their new responsibilities and work environment.
Revision history First Edition, 1/05/2015
Persons affected Practice Managers
Allied Health Professionals
Policy Business Summary Northside Allied Health provides health services in the areas of physiotherapy by personal appointments.
Mission To assist people with rehabilitation following an injury or disability
Company Culture Equal Opportunity employer
Definitions “Employee” A person employed by Northside Allied Health and whose conditions of employment are covered by the Enterprise Agreement and includes persons employed on a continuing, fixed term or casual basis
“Induction” A process of providing information, which is relevant to a new employee during the first few weeks of work. The induction process is available to:
  • Staff new
  • Staff transferring from one location or work area to another
  • Any staff member who has not previously received an induction.
Responsibilities The nominated practice manager is the key person in the induction process and has responsibility for the overall conduct of the induction process including. Practice managers and/or allied health professionals are to follow-up and review after each induction.
Procedures Induction involves:
  1. A briefing with the immediate supervisor on key issues;
  2. A meet and greet with all staff
  3. Run through business expectations, policies, procedures and job role
  4. Organise payroll information
  5. Set-up staff file
  6. The provision of an Induction Package.
Optional/Supporting Documents
  • Organisational flow chart
  • Workplace Health and Safety Booklet
  • Fair work procedures
  • Union Pamphlet
  • Grievance Procedure

As the case study showed, it is very important to analyse your organisation’s strategic plans to identify relevant policies and objectives prior to development. Using the 7-step process for writing policies and procedures allows you to systematically communicate the information you intend to implement.

Once you have finished drafting and updating policies, they should be reviewed to ensure compliance with relevant employment laws, legislation, standards, guidelines, and technology relevant to your organisation. Reviews should be conducted regularly for continual compliance, as your organisation may have grown or changed, and amendments or introduction of new laws or legislations can affect policies, and how they are implemented. For high-risk industries, such as healthcare, regular policy reviews, at least once a year, are especially important.

Once you have reviewed your developed policies and procedures against business objectives and relevant legislation, the next step will be to begin the process of having them implemented – this involves gathering management support, trialling the changes, and communicating the new policies and procedures to all relevant staff, ensuring they are readily and easily accessible.

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As mentioned earlier in this module, there is no point developing policies and procedures if no one looks at them or follows them. If the senior management within your organisation do not support your new policy and procedure, you have virtually no chance of getting others within your organisation to comply.

“It is crucial to have senior management support for the implementation or modification of a policy, especially where policies relate to employee behaviour. The endorsement and modelling of the behaviour by senior managers and supervisors will encourage staff to take the policies seriously. While management support for a policy is an important first step before actively seeking employee feedback on a proposed policy, the idea for the policy and some of its details may in fact come from staff.”

(New South Wales Government, n.d., para. 7)

As the extract above explains, it is important that your new policy and procedure is endorsed by senior management as they will need to model those behaviours to ensure your policy is taken seriously. The six steps in the following section can be used for any situation when you are trying to gain support:

First, help them recognise the need for change by connecting to their goals and priorities for the organisation. Secondly, make a case for your proposed change by helping management see the overall vision/direction of changes. You should also be prepared, be clear, and present more than one option for implementation, in addition to allowing questions and discussion of other potential ideas. Researching other companies where the proposed approach has been successful is also a good idea. Lastly, building trust and rapport is important. Therefore, by following up and following through with management regarding proposed changes – i.e., keeping them updated on progress and results – you will ensure they remain on board and confident in your idea and abilities.

Depending on your organisational structure, you may need to follow all of these steps or only a couple. Similarly, your organisational structure will determine whether you will simply organise an informal meeting or you may need to prepare a formal presentation. Once senior management support your policies and procedures, you can then begin to trial them.

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When you are wanting to implement a policy and procedure, it is important that you trial the policy first to identify any unanticipated complications. You can do this in four simple steps:

Steps for Policy Trial
  1. Implement it with a small group
  2. Evaluate the results
  3. Report the results to senior management
  4. Make any necessary adjustments

The beauty of trialling your new policy and procedure in a small group is that you can iron out any creases before you make it mandatory and available to your organisation at large. Once you have trialled your policy and procedure and made your amendments, the final step will be to communicate the details to relevant staff members.

Communicating Policies and Procedures

For most people, it is a natural reaction to resist change. In a lot of organisations you will hear “but that’s the way we have always done that here” when you try and implement a new policy and/or procedure. It is important that you communicate in an effective way and avoid one-way communication that will fail to bring about engagement with new policies/procedures.

Depending on the policy and/or procedure, you may decide to communicate it orally or in writing. The best time to communicate work policies are during staff inductions and staff meetings. The table on the following page provides a list of benefits for oral and written communication:

Benefits
Oral Communication Written Communication
  • It allows you and the employee to engage in a dialogue.
  • It allows employees to ask questions immediately.
  • It is more personal than a written notice.
  • You can be somewhat flexible in allowing exceptions to your rules, if you feel there's a good reason in a given situation.
  • You can change your rules when you feel it's necessary.
  • It is less likely that an employee will try to say you created an employment contract.
  • They are formalized and you can ensure that all employees are getting the same information.
  • You can refer to the rules when an employee commits an infraction. (If you don't have any written policies, you'd have to rely on your memory of a discussion you had about your policies.)
  • You can document that all employees know the work rules because you can make sure they sign a receipt after getting a copy of the rules.

(Adapted from Enright, 2021)

Best practice for communicating policies and procedures would be to use a combination of both oral and written communication. It is a good idea to have a written copy of policies and procedures in a manual onsite and in staff handbooks so that they can be accessed at any time. Once policies are written, they should then be communicated to staff orally – that way you can field any questions and confirm they understand the policy and procedure.

In this section of the module, you learned how to develop recruitment, selection, and induction policies and procedures. You learned how to analyse an organisation’s strategic plan to identify relevant business objectives and existing policies and procedures. With this knowledge, you then learned how to identify policies and procedures that need to be developed or updated.

From there, you learned about the legislative considerations of recruitment, selection, and induction policies and procedures and how policies and procedures are developed.

Finally, you learned that in order to implement policies and procedures you would be required to trial the policy, obtain senior management support, and communicate the policy effectively. The next section of this module will delve deeper into how you can manage the recruitment and selection of staff.

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